Shield FC


Shield FC


eComms compliance and surveillance platform utilising AI, NLP to automate the compliance lifecycle

An end to end eComms compliance platform:

eComms Surveillance

A hybrid eComms surveillance detection methodology

eComms Behavioral Models

Out-of-the-box behavioral detection modules for market abuse, employee conduct, and information sharing

eDiscovery and Investigations 

By combining all the data sources, organizations can now have advanced eDiscovery capabilities as well as the ability to perform full investigations quickly

Trade Reconstruction

Automatically connecting eComms to associated trade and market data is no easy task. With Shield's FCR engine and advanced correlating analytics capabilities, surveillance becomes much more visualized, quicker and easier

Compliance Data Management

Robust and flexible integrations, enrichment and correlation engines, enhanced visualization, comprehensive audit, reconciliation tools, eComms retention, record keeping, and policy management.


These capabilities enable teams across regulated financial services firms including:

  • Compliance
  • Surveillance
  • Control Room
  • Risk
  • Legal
  • HR
  • Data Management
  • IT


Shield has developed an extensive and robust integration to the full Microsoft O365 product suite with out of the box integrations to:

  • Outlook
  • Teams
  • Office 365
  • Skype for Business
  • Sharepoint
  • Azure Active Directory

Financial Regulations covered by Shield: MiFID II, MAR, Dodd Frank, SMCR, GDPR, ePrivacy